July 14, 2017

Momentum GRC: expert comment in the Financial Times & other media

Momentum insights from senior consultant Gary Dixon reported by the media in its reporting of the FCA's first ever personal fining of a compliance director

July 26, 2017

GDPR gives ICO ‘teeth’.

Are you prepared for the EU General Data Protection Regulation (GDPR) due to come into force in 2018?

July 19, 2017

Are spread betting controls tight enough? The FCA thinks not.

In December 2016, the FCA signalled its intention to consult upon potential rule changes to the way the Contract For Difference ("CFD") and spread betting markets operate.

March 3, 2017

Update on the “Proposed Implementation of the Enforcement Review and the Green Report

FCA & PRA Policy Statement (PS17 / 1 and PS2 / 17 by the FCA and PRA)

March 7, 2017

Senior Management & Certification Regime (SM&CR) a year on…. What happens now?

All firms initially effected by SM&CR need to have embedded the new regime

March 7, 2017

Regulatory news and articles to follow

Regulatory news and articles to follow

February 22, 2017

Regulatory news and articles to follow

Regulatory news and articles to follow